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MBE Advance Access first published online on March 29, 2007
This version published online on March 30, 2007

Molecular Biology and Evolution, doi:10.1093/molbev/msm062
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© The Author 2007. Published by Oxford University Press on behalf of the Society for Molecular Biology and Evolution. All rights reserved. For permissions, please e-mail: journals.permissions@oxfordjournals.org

Research Article

Bayesian Estimation of Sequence Damage in Ancient DNA

Simon Y.W. Ho1, Tim H. Heupink1, Andrew Rambaut2 and Beth Shapiro1,*

1 Department of Zoology, University of Oxford, United Kingdom
2 Department of Evolutionary Biology, University of Edinburgh, United Kingdom

* Corresponding author: Beth Shapiro, Department of Zoology, University of Oxford, South Parks Rd, Oxford OX1 3PS, Phone: +44 1865 271272. E-mail: beth.shapiro{at}zoo.ox.ac.uk

Received for publication January 18, 2007. Revision received March 15, 2007. Accepted for publication March 19, 2007.

DNA extracted from archaeological and paleontological remains is usually damaged by biochemical processes post mortem. Some of these processes lead to changes in the structure of the DNA molecule, which can result in the incorporation of incorrect nucleotides during PCR. These base misincorporations, or miscoding lesions, can lead to the inclusion of spurious additional mutations in ancient DNA data sets. This has the potential to affect the outcome of phylogenetic and population genetic analyses, including estimates of mutation rates and genetic diversity. We present a novel model, termed the delta model, which estimates the amount of damage in DNA data and accounts for its effects in a Bayesian phylogenetic framework. The ability of the delta model to estimate damage is first investigated using a simulation study. The model is then applied to 13 ancient DNA data sets. The amount of damage in these data sets is shown to be significant but low (about 1 damaged base per 750 nucleotides), suggesting that precautions for limiting the influence of damaged sites, such as cloning and enzymatic treatment, are worthwhile. The results also suggest that relatively high rates of mutation previously estimated from ancient DNA data are not entirely an artefact of sequence damage, and are likely to be due to other factors such as the persistence of transient polymorphisms. The delta model appears to be particularly useful for placing upper credibility limits on the amount of sequence damage in an alignment, and this capacity might be beneficial for future ancient DNA studies or for the estimation of sequencing errors in modern DNA.

Key Words: miscoding lesions • delta model • sequence errors • mutation rate


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