MBE Advance Access originally published online on September 18, 2006
Molecular Biology and Evolution 2006 23(12):2480-2491; doi:10.1093/molbev/msl124
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Research Articles |
Phylogeography and Ethnogenesis of Aboriginal Southeast Asians
* Faculty of Biological Sciences, Institute of Integrative and Comparative Biology, University of Leeds, Leeds, United Kingdom;
Department of Chemical and Biological Sciences, University of Huddersfield, Huddersfield, United Kingdom;
Department of Statistics, University of Glasgow, Glasgow, United Kingdom;
Department of Biomedical Science, Faculty of Medicine and Health Sciences, Universiti Putra Malaysia, Malaysia;
|| School of Archaeology and Anthropology, Australian National University, Canberra, Australia; and
¶ Department of Anthropology, University of Oxford, Oxford, United Kingdom
E-mail: m.b.richards{at}leeds.ac.uk.
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Abstract |
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Studying the genetic history of the Orang Asli of Peninsular Malaysia can provide crucial clues to the peopling of Southeast Asia as a whole. We have analyzed mitochondrial DNA (mtDNAs) control-region and coding-region markers in 447 mtDNAs from the region, including 260 Orang Asli, representative of each of the traditional groupings, the Semang, the Senoi, and the Aboriginal Malays, allowing us to test hypotheses about their origins. All of the Orang Asli groups have undergone high levels of genetic drift, but phylogeographic traces nevertheless remain of the ancestry of their maternal lineages. The Semang have a deep ancestry within the Malay Peninsula, dating to the initial settlement from Africa >50,000 years ago. The Senoi appear to be a composite group, with approximately half of the maternal lineages tracing back to the ancestors of the Semang and about half to Indochina. This is in agreement with the suggestion that they represent the descendants of early Austroasiatic speaking agriculturalists, who brought both their language and their technology to the southern part of the peninsula
4,000 years ago and coalesced with the indigenous population. The Aboriginal Malays are more diverse, and although they show some connections with island Southeast Asia, as expected, they also harbor haplogroups that are either novel or rare elsewhere. Contrary to expectations, complete mtDNA genome sequences from one of these, R9b, suggest an ancestry in Indochina around the time of the Last Glacial Maximum, followed by an early-Holocene dispersal through the Malay Peninsula into island Southeast Asia.
Key Words: mitochondrial DNA • phylogeography • Southeast Asia • Orang Asli • Paleolithic • Neolithic
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Introduction |
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TOPAbstractIntroductionMaterials and MethodsResultsDiscussionSupplementary MaterialAcknowledgementsReferences |
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It has long been recognized that the population history of the indigenous people of Peninsular Malaysia should provide crucial insights into the prehistory of Southeast Asia as a whole. The Orang Asli (literally "original people") encompass an astounding range of phenotypic diversity, even though they make up only 0.5% of the local population (Rashid 1995
). Theories of their origins developed when Malaysia's colonial period portrayed them as relics of a sequence of colonization events, prior to the establishment of the mainstream ("Melayu") Malays as the dominant ethnic group. Since Malaysia's independence, scholars have, however, incorporated notions of in situ divergence (Bulbeck and Lauer 2006).
Benjamin (1985, 2002a, 2002b) has outlined a framework of 3 intergrading Orang Asli traditions (fig. 1). Two language groups are involved: Aslian, a well-defined branch of the Austroasiatic family, which includes most of the Orang Asli languages, and dialects of Malay, which is an Austronesian language. The Semang tradition is associated with Northern Aslian languages, rainforest foraging in small bands, egalitarianism, patrilineal descent, and people of "Negrito" appearance. The Senoi tradition, as best represented by the Semai and Temiar, is associated with central Aslian languages, slash-and-burn farming at higher altitudes, descent groups residing in long houses, egalitarianism, cognatic descent, and a variably Negrito to "Mongoloid" appearance. The Aboriginal Malay tradition involves Malay dialects (apart from southern Aslian among the Semelai), social ranking, expertise in collecting and trading rainforest produce, a stubborn resistance against Islam and other markers of a Melayu identity, and an association with a Mongoloid appearance.
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The traditional "layer-cake" theory assumed successive waves of Semang, Senoi, and Aboriginal Malays (Cole 1945
; Carey 1976; see also Birdsell 1993). On the basis of superficial anatomy and their foraging lifestyle, the Semang were grouped with the Philippine Aeta and Andaman Islanders, as well as Melanesians, Tasmanians, and certain tropical Australian rainforest foragers into a Negrito race. These were thought to have originated in Africa and spread through Southeast Asia before colonizing the southwest Pacific. The second wave of immigrants, the Senoi, was believed to have its origins in South Asia, among the Veddas and other small-bodied, forest foragers in South Asia, along with the Toaleans of South Sulawesi, and most mainland Australian Aborigines. The arrival of the Aboriginal Malays supposedly represented the first influx of Mongoloids into Peninsular Malaysia, as part of the colonization of the Indo-Malaysian Archipelago by the light-skinned, straight-haired "Proto-Malays." The subsequent evolution and expansion of the "Deutero-Malays" was registered in Peninsular Malaysia with its colonization by the Melayu Malays (Harrower 1933; Carey 1976).
Bellwood (1993, 1997) simplified the number of migrations to 2, while suggesting an explanation for how such migrations may have occurred and their relation to language distribution. He stressed the advantages of an agricultural economy in supporting large populations that could absorb forager groups. Southeast Asia's Negritos, including the Semang, would represent the relict descendants of Southeast Asia's original "Australo-Melanesian" foragers. Both Austroasiatic and Austronesian languages had their origins in South China and were introduced to Southeast Asia during the middle Holocene with the Neolithic expansion of farmers of Mongoloid physical type. Austroasiatic took a mainland route southwards, whereas Austronesian expanded along the island arc from Taiwan to the Philippines, and then Indonesia and Malaysia. Interaction between immigrant farmers and resident foragers resulted in the mixed phenotype of certain groups, notably the Senoi, as well as language shift by the Semang to Aslian.
An alternative group of models attempts to explain the differences between the Orang Asli groups as a product of local differentiation. Rambo (1988) suggested that the Semang and Senoi developed from the same ancestral population but differentiated through adaptation to the distinct ecological niches they came to occupy. Fix (1995, 2002), citing his research into hemoglobin E and ovalocytosis markers, proposed that the 3 traditions described by Benjamin represent the crystallization of divergent yet complementary lifestyles, following the initial establishment of sedentary populations within Malaya at around 5,000 years ago.
By Indo-Malaysian standards, the archeology and human skeletal record of the Malay Peninsula are very well documented but without a clear resolution to the debates described above. Malaya and Northern Sumatra are the southern outposts of the pebble-based Hoabinhian assemblages, considered to be associated with a terminal-Pleistocene to mid-Holocene forager economy, which also occur throughout Indochina to South China in the north (Van Heekeren 1972; Bellwood 1997; Forestier et al. 2005). The Malayan Neolithic is marked by the appearance, 4,000 years ago, of pottery and modest amounts of polished stone artifacts, with similarities to their counterparts in sites in central Thailand such as Ban Kao. It is believed to be associated with the introduction to Malaya of agriculture, which then spread during the Early Metal Phase (Bellwood 1993, 1997; Bulbeck 2003). However, the Neolithic burials provide minimal evidence for any population incursion (Bulbeck 2000, 2005; Bulbeck et al. 2005), and even the Early Metal Phase burials are ambiguous in terms of registering a Mongoloid presence (Matsumura 2005; Bulbeck and Lauer 2006). Further, the osteological evidence is equivocal as to whether the Semang or the Senoi would be the Orang Asli most closely related to the Peninsula's Hoabinhian inhabitants (Bulbeck et al. 2005; Bulbeck and Lauer 2006).
No detailed genetic investigations using high-resolution nonrecombining marker systems have been carried out to date. We have, however, recently investigated the position in the global mtDNA phylogeny of complete genome sequences of 8 haplogroups found primarily in the Malay Peninsula, showing that most of them branch directly from the Eurasian mtDNA ancestor lineages 60,000 years ago and are indigenous and unique to the Peninsula (Macaulay et al. 2005). We here extend this analysis with a phylogeographic study of mtDNA variation in the Peninsula, in order to test the population history hypotheses outlined above.
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Materials and Methods |
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TOPAbstractIntroductionMaterials and MethodsResultsDiscussionSupplementary MaterialAcknowledgementsReferences |
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Subjects
We collected buccal cells from 260 maternally unrelated Orang Asli after obtaining informed consent. The study was passed by ethical panels in both United Kingdom and Malaysia and formally approved by the relevant administrative bodies at both local and national level. DNA was extracted using the InstaGene matrix (BioRad, Hemel Hempstead, UK). The samples encompassed all 3 Orang Asli groups (locations shown in fig. 1): 112 Semang (29 Batek, 51 Jahai, and 32 Mendriq), 52 Senoi (51 Temiar and 1 Semai), and 96 Aboriginal Malay (61 Semelai, 33 Temuan, and 2 Jakun). For comparison, 180 Sumatrans (42 from Medan, 52 from Pekanbaru, 34 from Bangka, 24 from Padang, and 28 from Palembang), and 7 new Melayu Malays (additional to a published set) were also included in the study. DNAs from the Sumatran samples were from the MRC Molecular Haematology Unit in Oxford, whereas the Melayu Malays were collected from members of the sampling team and from Orang Asli with maternal Melayu ancestry. To resolve the R9b tree as far as possible, we further analyzed the complete mtDNA genome of a further Aboriginal Malay sample and 4 Indonesian, 3 Vietnamese, and 1 Thai mtDNAs identified as putative R9 or R9b on the basis of hypervariable segment I (HVS-I) motifs. We also sequenced 2 pre-R9b lineages from Vietnam that lack the HVS-I motif but share the coding-region transition at np 1541 with R9b.
Comparative mtDNA data from Thailand, peninsular Malaysia, Taiwan (Han and aboriginals), the Philippines, Sabah, East Indonesia, Papua New Guinea, Pacific islands, the Nicobars, the Andamans, Hong Kong, mainland China, Japan, Mongolia, Korea, and central Asia were taken from the literature (Hertzberg et al. 1989; Horai and Hayasaka 1990; Redd et al. 1995; Sykes et al. 1995; Betty et al. 1996; Horai et al. 1996; Kolman et al. 1996; Lee et al. 1997; Comas et al. 1998; Lum et al. 1998; Melton et al. 1998; Pfeiffer et al. 1998; Seo et al. 1998; Nishimaki et al. 1999; Fucharoen et al. 2001; Oota et al. 2001; Prasad et al. 2001; Qian et al. 2001; Kivisild et al. 2002; Yao and Zhang 2002; Yao, Kong, et al. 2002; Yao, Nie, et al. 2002; Endicott et al. 2003; Zainuddin and Goodwin 2003; Thangaraj et al. 2005) and from Hill C, Soares P, Mormina M, and Richards M (unpublished data) (Indonesia, Indochina, and Singapore). Most comprise only HVS-I sequences, often supplemented only with the status of the 9-bp deletion in the COII/tRNALys region. East Eurasian mtDNAs often cannot be assigned unambiguously to haplogroups when only the HVS-I sequence is available, but in some cases sufficient motif information is present to include them in phylogenetic analyses of particular haplogroups.
Sequencing and Restriction Fragment Length Polymorphism Typing
We amplified and sequenced HVS-I using the primers conH1 (5'-CCTGAAGTAGGAACCAGATG-3') and conL1 (5'-TCAAAGCTTACACCAGTCTTGTAAACC-3')—minimum length sequenced 16,019–16,401, maximum length sequenced 16,004–16,497, and typical length sequenced 16,012–16,497. The HVS-II of selected samples was amplified and sequenced using primers conL4 (5'-GGTCTATCACCCTATTAACCAC-3') and conH4 (5'-CTGTTAAAAGTGCATACCGCCA-3')—minimum length sequenced 060–420 and maximum length sequenced 039–426. Polymerase chain reaction (PCR) products were purified using QIAquick PCR purification columns (Qiagen, Crawley, UK) and sequenced using an ABI 3700 capillary sequencer (Dundee University sequencing service) or a Beckman-Coulter CEQ8000 sequencer. Sequence traces were unambiguous and checked by 2 individuals and were in addition checked phylogenetically using the recommendations of Bandelt et al. (2002). Haplogroup status was clarified by screening restriction fragment length polymorphisms (RFLPs) diagnostic of particular haplogroups, as follows: haplogroup M (+10397 AluI, +10394 DdeI), N (–10397 AluI, –10394 DdeI), M7 (+9824 HinfI), D (–5176 AluI), E (–7598 HhaI), G (+4831 HhaI), U (+12308 HinfI, in the presence of a mismatch primer, as described in Torroni et al. 1996), and I (+10032 AluI). In addition, the haplogroup B affiliation was checked by screening for the 9-bp deletion in the COII/tRNALys region (Hertzberg et al. 1989) and haplogroup F affiliation by sequencing position 10310 within the fragment 10270–10991.
Complete sequencing of haplogroup R9 mtDNA genomes was performed using the protocol of Torroni et al. (2001). In an attempt to obtain a more resolved tree, the coding-region variants 4017 and 7849 were, respectively, RFLP screened with MnlI and PsyI in 14 R9b North Thai samples with the 16288 variant and 1 Indonesian sample with the 16288 and 16192 variants.
Phylogenetic and Population Analyses
We constructed reduced-median networks (Bandelt et al. 1995) of HVS-I sequences within each haplogroup using the program Network 4.1. The time to the most recent common ancestor (MRCA) of a haplogroup was estimated using the statistic 
combined with an estimated mutation rate of 1 transition every 20,180 years in HVS-I between nucleotide positions (nps) 16090 and 16365 (Forster et al. 1996) and 1 substitution every 5,140 years in the coding region between nps 577 and 16023 (Mishmar et al. 2003), with a heuristic estimate of standard error (
) following Saillard et al. (2000). Haplotype diversity was calculated as 1 – 
ixi2, where xi is the relative frequency of the ith haplotype in the sample (Torroni et al. 2001).
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Results |
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TOPAbstractIntroductionMaterials and MethodsResultsDiscussionSupplementary MaterialAcknowledgementsReferences |
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HVS-I analysis and RFLP testing indicated that the majority of mtDNA lineages in the Orang Asli, although falling into the 3 major non-African haplogroups M, N, and R, did not closely resemble any known mtDNA lineages. We resolved the relationships between the major clades and their place in the global mtDNA phylogeny by means of complete sequence analysis (Macaulay et al. 2005
). A skeleton of the resulting phylogeny that incorporates previously known East Eurasian variation is shown in figure 2. It is immediately clear that there are a number of indigenous lineages in the Orang Asli that branch directly from the Eurasian founder haplotypes, at the roots of haplogroups M, N, and R. It is also clear that there are striking differences between the distribution of mtDNAs in the different Orang Asli groups (table 1 and Supplementary Material online). The predominant Orang Asli clades are M21a in the Mendriq and Batek Semang, R21 in the Jahai Semang and Temiar Senoi, F1a in the Temiar Senoi, N21 in the Semelai, M22 in the Temuan, and R9b in both groups of Aboriginal Malays. Of these, only F1a is commonly found outside the Malay Peninsula.
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Haplotype Diversity and Principle Components Analysis
The limited number of sequence types and high levels of haplotype sharing suggest that all Orang Asli groups have lost diversity through drift, with the Aboriginal Malays more diverse than the Semang or Senoi. Haplotype diversity values confirm this impression (table 2). The least diverse group is the Mendriq Semang, who today number only a few hundred individuals, in which >84% of their sequences belong to haplogroup M21a. The most diverse are the Temuan Aboriginal Malays, and the Temiar Senoi fall between the 2 extremes. This difference is reflected in the values for the 3 Orang Asli groups as a whole: the Semang are the least diverse and Aboriginal Malays the most, with the Senoi in between. All are substantially less diverse than the 5 Sumatran groups studied.
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A principal components analysis of haplogroup frequencies (fig. 3) supports the traditional clustering of Batek and Mendriq Semang and Semelai and Temuan Aboriginal Malays but clusters the Jahai Semang toward the Temiar Senoi, as a result of their sharing of the indigenous haplogroup R21 (see below). The Aboriginal Malays were closest to the Sumatrans in the first component (24.3%), with the Batek and Mendriq at the opposite pole and the Jahai and Temiar between the 2 extremes.
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Orang Asli mtDNAs from the North
The 2 familiar and widespread Southeast Asian mtDNA haplogroups are haplogroups B and R9, the latter encompassing haplogroup F (Torroni et al. 1994
; Kivisild et al. 2002; Yao and Zhang 2002; Yao, Kong, et al. 2002; Kong et al. 2003). Although previously identified at high frequency in the Semai Senoi (Melton et al. 1995), haplogroup B is only present at low frequencies among the Orang Asli groups that we sampled, except for a single B5b type elevated to high frequency, presumably by drift, in the Batek. This type seems most likely to have been introduced fairly recently from island Southeast Asia, because it is a derived type only present in 1 ethnic group, and the ancestral sequence is found in both Sumatra and eastern Indonesia and not in Indochina (Hill C, Soares P, Mormina M, and Richards M, unpublished data).
The 2 main branches of haplogroup R9 are R9b and F (Kong et al. 2003), which diverged from R9 53,000 years ago (Macaulay et al. 2005). Several clades within these are represented in the Orang Asli, each with a different distribution. The distribution of R9b is especially interesting because it is much less widely distributed in Southeast Asia than haplogroup F, thus potentially opening a window onto the time of early settlement. Within the Orang Asli, R9b is found only in the Aboriginal Malays (both Semelai and Temuan) and is largely represented by just 1 frequent HVS-I type, present in both groups. R9b is rare elsewhere but is found at low frequencies in Vietnam, Thailand, and Indonesia (Hill C, Soares P, Mormina M, and Richards M, unpublished data) and in the Yunnan and Guangxi provinces of South China (Yao and Zhang 2002).
In order to clarify the phylogeographic pattern, which is ambiguous in the HVS-I sequences, we sequenced the complete mtDNA genome of 2 Aboriginal Malays harboring distinct R9b sequences, as well as 4 from Indochina and 4 from Indonesia. Furthermore, we sequenced 2 pre-R9b lineages from Vietnam that lack the HVS-I motif but share the coding-region transition at np 1541 with R9b. The early divergence of Vietnamese lineages in the reconstructed phylogeny (fig. 4) suggests an ancient divergence of pre-R9b 29,000 (±6,600) years ago in Indochina and divergence of R9b 19,000 (±5,400) years ago in Vietnam/South China (published Chinese HVS-I R9b lineages also cluster at this point). There is then a derived subclade from which the Thai, Aboriginal Malay, and Indonesian R9b lineages all emerge that dates to 9,000 (±2,700) years ago. Many of the Indonesians fall into a further derived subclade, and there are no nesting relationships between the Aboriginal Malays and Indonesians other than common ancestry. This overall pattern suggests that R9b diversified in Indochina and then spread southwards into the Malay Peninsula at least 9,000 years ago, with some lineages subsequently dispersing throughout island Southeast Asia.
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F1a, a common and widespread Southeast Asian clade, is found largely in the Senoi, where only the derived subclade F1a1a is present (fig. 5). It is found in both groups of Senoi sampled: almost half of our Temiar sample and also in the single Semai individual; yet it is entirely absent from all 3 Semang groups and also from the Temuan, although it is present at low frequencies in the Semelai. The root type of F1a1a is shared with subjects from Indonesia, Taiwan, and China. However, it is especially frequent in both published data from Thailand (
10%) (Fucharoen et al. 2001), and in Mormina M and Richards M (unpublished data) from Northwest Thailand (21%) and Vietnam (20%). Derived types are found in 5 Aboriginal Malays (all Semelai) and, on a separate branch, 7 Senoi. An interesting link emerges with some Nicobarese, who also possess F1a1a at high frequency. However, given the high frequency of the root type in Indochina, this probably reflects a shared common ancestry of some Senoi and Nicobarese lineages in Indochina, rather than any specific links between the 2. We estimated the MRCA of F1a1a to be 10,700 (±4,500) years old from complete sequences (Macaulay et al. 2005), whereas from control-region diversity, we estimate an age of 7,700 (±3,000) years in Indochina. This suggests an arrival of new people in the Malay Peninsula from a northern source (most likely in Indochina) and intermarriage with the ancestors of the Semang, within that time.
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The widespread, if uncommon, mainland East Asian haplogroup N9a is found in the form of the derived subclade N9a6a in all 3 main Orang Asli groups at similar, low frequencies, although again it is distributed very unevenly and is diverse only in the Aboriginal Malays. N9a6a has an age estimated at
5,500 (±2,600) years and is shared with Melayu Malays and Indonesians. It nests within N9a6, which is otherwise found largely in South China, Indochina, and Sumatra. Its distribution suggests a history similar to that of R9b, with a deep ancestry in mainland Southeast Asia and a more recent expansion through Malaysia into island Southeast Asia.
Orang Asli mtDNAs from Offshore
The Asian macrohaplogroup M is present in all of the Orang Asli groups but is also very unevenly distributed. Of particular interest, 9% Aboriginal Malays (all Semelai) belong to the root type of the starlike subclade M7c1c, which is also found in Melayu Malays and throughout Austronesian-speaking populations in Taiwan, island Southeast Asia, and as far east as Micronesia. The ancestral M7c1* is most common and diverse in China, consistent with a dispersal from South China to island Southeast Asia and then (more recently) into the Malay Peninsula. The age of M7c1c, which should postdate the dispersal into island Southeast Asia, is estimated at 8,300 (±2,400). This signal is, therefore, consistent with an expansion of Austronesian speakers, mariner-agriculturalists, or both, in the mid-Holocene, as proposed by Bellwood (2004), and may indicate a subsequent small-scale dispersal into the Malay Peninsula from Indonesia.
Haplogroup N21 is characterized by the ancestral (L3) state at the haplogroup N motif position 8701, along with a HVS-I transition at np 16193 (fig. 6). This is most likely due to a reversion within haplogroup N of the diagnostic position 8701, because such a reversion occurs independently in the data set of Fuku et al. (2002). This would suggest an age of up to 63,000 years, the age of the MRCA of haplogroup N (Macaulay et al. 2005). N21 is found only in Aboriginal Malays (both Semelai and Temuan) and several Melayu Malays, and in Indonesia. Although the latter are rare, they are much more diverse than the lineages in the Aboriginal Malays, which are also highly derived within the N21 tree, suggesting an origin in island Southeast Asia and a recent dispersal into the Malay Peninsula. Four Temuan also belong to another novel clade, N22, which again is rare but more diverse in Indonesia.
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Indigenous Orang Asli mtDNAs
Within haplogroup M, there is an ancient and yet highly localized clade, M21, with 3 derived sister subclades (fig. 7). M21 is
57,000 years old (Macaulay et al. 2005). M21a is most common in the Semang (reaching its highest levels at 84% in the Mendriq) and is also present in the "Maniq" Semang of Southern Thailand (Fucharoen et al. 2001), suggesting that it arose in ancestors of the Semang. The Thai Semang samples belong to a single derived sequence type, also found in a minority of the Semang in our sample (Batek and Jahai). The most common type is present in 38 Semang, 4 Melayu Malays, 1 Senoi, and 1 Aboriginal Malay, and derivatives are present in both Semang and Senoi. Curiously, the root type of M21a is seen only in 2 Aboriginal Malays, in 1 Melayu Malay, and in a single individual from a sample of 89 individuals from Southern Borneo. The most likely explanation for this pattern is gene flow from Semang or Senoi into both the Aboriginal Malays and into Borneo (cf. Adelaar 1995).
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The much rarer M21b, which shares a common ancestor with M21a (labeled M21a'b)
44,000 years ago, may also be an indigenous Malay Peninsula haplogroup. It is present in both Semang and Senoi, with a very derived subclade shared between 6 Aboriginal Malays and several individuals from Island Southeast Asia. M21c, a sister clade to M21a'b, is even rarer than M21b, having been sampled in only 2 Semelai. However, it is an intriguing indicator of possible long-standing (perhaps even preglacial) relationships between the apparently distinct aboriginal groups.
M22, which diverged directly from the MRCA of haplogroup M 63,000 years ago, is found in 16% of Temuan Aboriginal Malays and 2 Thais. The very few remaining unclassified haplogroup M samples have been grouped together for convenience as M* (except for one belonging to the East Asian haplogroup M9; see fig. 2), and their phylogeographic distributions are as yet undetermined for lack of similar sequence types in the HVS-I database.
A possible sister haplogroup of haplogroup R9 is the novel clade R21, present only in the Semang (mainly Jahai) and Temiar Senoi, the majority of whom share a single HVS-I sequence type. Using coding-region information only, R21 diverged from the common haplogroup R ancestor 60,000 years ago (Macaulay et al. 2005), although the putative control-region link with haplogroup R9 (at np 16304) may imply a slightly younger common ancestor. The only plausible neighboring sequence types are in a sample from Singapore and possibly 2 Northeast Chinese, which share the reversion at 10398 and 1 of which also shares the 16304 variant. R21 may, therefore, like M21, be largely indigenous to the Semang/Senoi and may represent another component of deep Upper Pleistocene ancestry within the Malay Peninsula that has not succeeded in dispersing more widely.
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Discussion |
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TOPAbstractIntroductionMaterials and MethodsResultsDiscussionSupplementary MaterialAcknowledgementsReferences |
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The mtDNA variation shows strong evidence for indigenous origins of the Orang Asli within the Malay Peninsula, dating back to
60,000 years ago—probably within only a few thousand years of the dispersal from East Africa (Macaulay et al. 2005). This is suggested strongly by haplogroups M21 and R21, which predominate in the Semang and Senoi, whereas N21 and N22, which appear to be largely restricted to the Aboriginal Malays, may represent gene flow from Island Southeast Asia. Gene flow from the outside world has been by no means negligible: all 3 groups have seen the Holocene arrival of N9a lineages; the Senoi have a substantial Holocene component from Indochina in F1a1a; the Batek Semang have B5b, probably from island Southeast Asia; and in addition to N21 and N22, the Aboriginal Malays have lineages, such as M7c1c, indicating recent arrivals from offshore, perhaps associated with the arrival of Austronesian-speaking people.
The Semang appear to be the most direct descendants of the original inhabitants of the Peninsula and to have experienced only minor subsequent gene flow from outside, probably in the recent past. However, the 3 Semang groups are somewhat different from each other in their haplogroup distributions, and the Jahai, in particular, resemble the Temiar rather more than they do the other Semang groups. Further, the mitochondrial relationships of the Semang seem not to correlate with linguistic classifications, in which Jahai and Mendriq are sister languages, which then relate to Batek (Benjamin 2002a). Most importantly, none of the Semang resemble the Andamanese who have their own indigenous haplogroup M mtDNAs (Endicott et al. 2003; Thangaraj et al. 2003). Based on these considerations, and classical marker data on the Philippine Aeta (Omoto 1995), the genetic evidence refutes the notion of a specific shared ancestry between the Negrito groups of the Andaman Islands, Malay Peninsula, and Philippines.
A different demographic signal appears to be indicated by the distribution of haplogroup R9b, found at high frequency only in the Aboriginal Malays, and perhaps also N9a. Our complete sequences suggest a Pleistocene origin to the north in Indochina, with an early-Holocene dispersal southwards through the Malay Peninsula and into island Southeast Asia. This runs counter to the prevailing view that regards the Aboriginal Malays as having arrived in the Peninsula from island Southeast Asia only in the mid-Holocene, as a result of the putative expansion of Austronesian speakers in the archipelago (e.g., Bellwood 1997). The only echo in the archeological literature, of which we are aware, is the suggestion of Van Heekeren (1972) that the Hoabinhian had originated in South China before spreading south to Malaya and North Sumatra (at around the Pleistocene/Holocene boundary). On the other hand, haplogroups N21, N22, and M7c1c suggest an equally large offshore component, dating to the mid/late Holocene, in the ancestry of the Aboriginal Malays.
Perhaps the most striking signal is the presence of F1a1a, which aside from the apparently indigenous R21 is the most common haplogroup in the Senoi, carried by almost half of the individuals sampled. This haplogroup, which is of early to mid-Holocene age, has been observed elsewhere at high frequencies only in Indochina and probably dispersed there from South China (where it is less frequent but more diverse and where its 1-step ancestor is found) during the Holocene. This suggests that almost half of the maternal lineages of the Senoi may trace back to an origin in Indochina at some point within the last 7,000 years or so. This is consistent with the view of Bellwood (1993) that the Neolithic was brought into Peninsular Malaysia by groups from central Thailand (associated with the Ban Kao Neolithic culture), which intermarried with indigenous groups to create the ancestors of modern Senoi. These people may also, as Bellwood (1993) suggests, have brought the Austroasiatic languages to the Malay Peninsula.
It should be remembered that all 3 groups have been subject to considerable genetic drift, as indicated by both the mtDNA diversity patterns and osteological data (Bulbeck and Lauer 2006). This drift places limits on the robustness of any phylogeographic analysis. The survival of small, semi-isolated Orang Asli populations in recent times is also suggested by the ethnographic data (e.g., Benjamin 2002b). The Semang as a whole numbered 3,200 individuals in the year 2000, with the Senoi and Aboriginal Malays at approximately 49,000 and 40,000, respectively (Benjamin 2002a)—substantially more than only a few decades ago (Carey 1976). They exhibit less extreme patterns of drift than the Semang, though the Senoi, now the largest group in terms of census size, appear to have undergone more drift than the Aboriginal Malays. This may have been due to the initial processes of ethnogenesis or subsequent founder effects, such as the proposed expansion of the Temiar eastwards in recent times (Benjamin 2002a).
Phylogeographic analysis suggests at least 4 detectable colonization events that affected the Orang Asli, respectively dated to over 50,000 years ago, 10,000 years ago, the middle Holocene, and the late Holocene. Although this brings to mind the traditional layer-cake theory, the latter's assumption of unchanged relicts of earlier population waves is completely unfounded. All 3 Orang Asli groups have local roots that reach back to 50,000 years ago, and all have been affected to a greater or lesser extent by subsequent migrations to the Peninsula. Nonetheless, the differences between the Orang Asli groups do reflect a distinct ancestry to a greater degree than Rambo's (1988) model of local ethnogenesis would imply. Bellwood's model of a melting pot combining elements from distinct forager and agriculturalist occupations is also too simple; there appears to have been a detectable immigration from the north, perhaps associated with the appearance of the Hoabinhian, thousands of years before Bellwood's proposed Neolithic immigration to the Peninsula (which our evidence confirms). It is important to acknowledge the role of local evolution for all 3 groups, from at least the early Holocene onwards, although allowing for some immigration—perhaps several waves from the north, affecting the gene pools of both the Senoi and Aboriginal Malays, and from island Southeast Asia, primarily affecting the Aboriginal Malays (cf. Rayner and Bulbeck 2001; Fix 2002).
It appears, then, that the Orang Asli may indeed represent in microcosm demographic processes that are likely to be seen more widely in Southeast Asia: some maternal lineages that trace back to the first settlement, more than 50,000 years ago; some representing late-Glacial and early-Holocene dispersals; and some pointing to Neolithic or post-Neolithic shifts of population—perhaps also, as has been widely suggested, involving the spread of languages. In particular, our evidence of a 10,000-year-old migration into the Peninsula may open new insights into the interpretation of the Hoabinhian, possible dispersals of Southeast Asian foragers adapted to different vegetation regimes prior to the Holocene sea-level rises (Bird et al. 2005), and the osteological variability shown by Southeast Asia's late Pleistocene and early-Holocene human remains (Oppenheimer 2003).
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Supplementary Material |
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TOPAbstractIntroductionMaterials and MethodsResultsDiscussionSupplementary MaterialAcknowledgementsReferences |
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The sequence data for this paper appear in GenBank under accession nos. AY966035–AY966044, AY966046–AY966051, AY966053–AY966077, AY966080–AY966086, AY966088–AY966101, AY966103–AY966108, AY966110–AY966400, DQ973531–DQ973623, DQ979791–DQ979795, and DQ981465–DQ981475. The supplementary material is available at Molecular Biology and Evolution online (http//www.mbe.oxfordjournals.org/).
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TOPAbstractIntroductionMaterials and MethodsResultsDiscussionSupplementary MaterialAcknowledgementsReferences |
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We thank Granada Television/Discovery Channel, the University of Huddersfield, the British Academy, and the Bradshaw Foundation for financial support; Adi Taha and the Muzium Negara Malaysia and the Universiti Putra Malaysia for support and sponsorship before and during the sampling expeditions; Norazila Kassim Shaari for help with sample collection; John Clegg and A.S.M. Sofro for Indonesian samples; Andy Cassidy and Graeme Scott for HVS-I sequencing; and the people of the Malay Peninsula for generously participating by providing cheek-swab samples for this study.
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Stephanie Monks, Associate Editor
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