Molecular Biology and Evolution 19:2118-2130 (2002)
© 2002 Society for Molecular Biology and Evolution
KRAB Zinc Finger Proteins: An Analysis of the Molecular Mechanisms Governing Their Increase in Numbers and Complexity During Evolution


*The Department of Cell and Molecular Biology, Uppsala University;
The Biomedical Center, Department of Veterinary Medical Chemistry, Swedish University of Agricultural Sciences;
Medical Products Agency, Uppsala
| Abstract |
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Krüppel-related zinc finger proteins, with 564 members in the human genome, probably constitute the largest individual family of transcription factors in mammals. Approximately 30% of these proteins carry a potent repressor domain called the Krüppel associated box (KRAB). Depending on the structure of the KRAB domain, these proteins have been further divided into three subfamilies (A + B, A + b, and A only). In addition, some KRAB zinc finger proteins contain another conserved motif called SCAN. To study their molecular evolution, an extensive comparative analysis of a large panel of KRAB zinc finger genes was performed. The results show that both the KRAB A + b and the KRAB A subfamilies have their origin in a single member or a few closely related members of the KRAB A + B family. The KRAB A + B family is also the most prevalent among the KRAB zinc finger genes. Furthermore, we show that internal duplications of individual zinc finger motifs or blocks of several zinc finger motifs have occurred quite frequently within this gene family. However, zinc finger motifs are also frequently lost from the open reading frame, either by functional inactivation by point mutations or by the introduction of a stop codon. The introduction of a stop codon causes the exclusion of part of the zinc finger region from the coding region and the formation of graveyards of degenerate zinc finger motifs in the 3'-untranslated region of these genes. Earlier reports have shown that duplications of zinc finger genes commonly occur throughout evolution. We show that there is a relatively low degree of sequence conservation of the zinc finger motifs after these duplications. In many cases this may cause altered binding specificities of the transcription factors encoded by these genes. The repetitive nature of the zinc finger region and the structural flexibility within the zinc finger motif make these proteins highly adaptable. These factors may have been of major importance for their massive expansion in both number and complexity during metazoan evolution.
| Introduction |
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To a large extent, cellular differentiation is regulated by transcription factors. Several larger families of transcription factors have been identified, and in mammals, zinc finger proteins probably constitute the largest individual family of such nucleic acidbinding proteins. Zinc finger motifs of the Krüppel (Cys2His2)-type were first identified in the TFIIIA of Xenopus laevis (Miller, McLachlan, and Klug 1985
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Krüppel-type zinc finger genes often show a clustered organization, probably reflecting an evolutionary history of duplication events (Dehal et al. 2001
| Materials and Methods |
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The program CLUSTAL W (Thompson, Higgins, and Gibson 1994
| Results and Discussion |
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An Analysis of the Evolutionary Origin of KRAB Zinc Finger Gene Subfamilies
To study the evolutionary origin of the different subfamilies of KRAB zinc finger genes, a comparative analysis of the nucleotide sequence of the zinc finger regions of 70 human, mouse, and rat KRAB zinc finger genes was performed. The zinc finger regions of the only KRAB zinc finger genes identified in species other than mammals, i.e., Xfin (frog) and cKr1 (chicken), were also included, and the zinc finger region of a non-KRAB zinc finger gene isolated from D. melanogaster (rgr) was used as an outgroup. The distance tree derived from this analysis is shown in figure 2 . Interestingly, the majority of the zinc finger genes carrying only the KRAB A box and the genes carrying KRAB A + b form two independent monophyletic groups. In contrast, the KRAB A + B zinc finger genes form a coherent but paraphyletic group, which also includes the SCAN-KRAB zinc finger genes. The alignment of whole zinc finger domains is problematic due to the varying number and repetitive nature of the zinc finger motifs within the zinc finger region. The results shown in figure 2 are, however, supported by the results from a similar analysis of the entire open reading frames of these genes and a comparative analysis including over 600 individual zinc finger motifs originating from these genes (data not shown). Similar results were also obtained in a comparative analysis based on the KRAB A domain of 40 KRAB zinc finger genes (Mark, Abrink, and Hellman 1999
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Based on these collected results, we conclude that the KRAB A + B family is the origin of both the KRAB A + b and the KRAB A families. At some point during evolution the exon encoding the B box diverged into b in one ancestral gene (A + b), and in another, the B exon became lost completely (A only). Subsequent duplication events resulted in the formation of families of closely related genes. This theory is further substantiated by the fact that all human members of the A + b family are located in one single cluster on chromosome 19 (ZNF45 family; Dehal et al. 2001
Notably, a few KRAB zinc finger genes, which appear in the KRAB A + b and the KRAB A + B families in the distance tree, seem to lack a KRAB b (ZNF222, Zfp93, Zfp94, rKr2) or B (KRAZ1, KZF-1, RITA, ZNF189, ZNF304) exon (all genes marked with an asterisk in fig. 2 ). This might reflect the loss of the exon encoding the b, or the B, box from these genes, or it might be the result of an alternative splicing event. There is strong evidence indicating that these events occurred after the formation of the different families shown in figure 2 (i.e., the KRAB A + b and A zinc finger gene families). The gene encoding ZNF222one of the genes which appear in the A + b family but which seems to lack the exon encoding KRAB bis located within the cluster of KRAB A + b zinc finger genes on human chromosome 19. This indicates that ZNF222 is a true member of the KRAB A + b zinc finger gene family. In addition, upon careful examination of the genomic sequence located between the exons encoding KRAB A and the zinc finger region of ZNF222, a putative KRAB b exon was detected (data not shown). Although the splicing sites bordering this putative exon seem to be intact it remains to be established if they are used. We were unable to perform a similar analysis for the mouse genes Zfp93 and Zfp94 and the rat gene rKr2. However, the human orthologs of both Zfp93 and Zfp94 (HZF6 and ZNF45, respectively) carry a KRAB b box, which shows that these genes do belong to the A + b subfamily. Based on these results, we propose a model in which all the members of the KRAB A + b subfamily originate from one ancestral gene in which the B box diverged into b. Subsequent duplication events resulted in the formation of the KRAB A + b zinc finger gene subfamily. Similarly, the KRAB A zinc finger gene subfamily originates from an ancestral gene in which the exon encoding B was lost completely. However, as mentioned earlier, some of the genes, which in the distance tree appear in the KRAB A + B family, also seem to lack a KRAB B exon. To determine if this is the result of an alternative splicing event or is due to the loss of the exon encoding the B box, we have analyzed the genomic sequences located between the exons encoding KRAB A and the zinc finger region of the human KRAB zinc finger genes KRAZ1, RITA, ZNF189, and ZNF304 for putative KRAB B exons (unfortunately, there is no genomic sequence available for the rat KRAB zinc finger gene KZF-1). The genomic sequences for KRAZ1 and RITA were both found to contain putative KRAB B exons. However, the splicing sites are not canonical, indicating that they may be less efficient. ZNF189 and ZNF304 were both found to contain nucleotide sequences homologous to the KRAB B box, but no open reading frame corresponding to the KRAB B domain could be identified (data not shown). The KRAB B exon has thus been lost in other genes, separate from those belonging to the KRAB A zinc finger gene family.
The KRAB B domain cannot act as a transcriptional repressor by itself. However, it has been shown to increase the repression activity of the A box (Vissing et al. 1995
). On the other hand, the highly divergent b box does not seem to contribute to the repression activity of the KRAB domain (Abrink et al. 2001
). The repression activity of the KRAB domain is thus only modulated by, and not dependent on, the presence of an intact B box. This enables the loss of the KRAB B box or the divergence of B into b without any significant change of function.
Mechanisms Involved in the Increase in the Total Number of Zinc Finger Genes During Evolution
The total number of zinc finger genes appears to have increased dramatically during metazoan evolution. For example, the genome of the plant A. thaliana contains 21 zinc finger genes, as compared with 34 in baker's yeast (S. cervisiae), 68 in a nematode (C. elegans), 234 in an insect (D. melanogaster) and 564 in human beings (Goffeau 1997
; The C. elegans Sequencing Consortium 1998
; Adams et al. 2000
; The Arabidopsis Genome Initiative 2000
; McPherson et al. 2001
; Venter et al. 2001
). In addition, zinc finger genes are often clustered. The clusters consist of evolutionarily related zinc finger genes and are probably a result of a number of consecutive gene duplication events. The KRAB A + b zinc finger genes and the members of the ZNF91 family of KRAB A + B zinc finger genes are both good illustrations of such an event. Duplications of zinc finger genes are most often duplications of single genes (Shannon et al. 1998
and references therein). However, duplications of all or part of a cluster have also been reported (e.g., human chromosome 10; Tunnacliffe et al. 1993
; Jackson et al. 1996
). Evolutionary analysis of zinc finger genes from mouse and human zinc finger clusters shows that different founder genes have been duplicated, lost, and selected independently in each conserved cluster since the divergence of primate and rodent lineages (Dehal et al. 2001
). This indicates that duplication of zinc finger genes is an ongoing process. Following duplication of a gene there are three possible outcomes. The copy can become a nonfunctional pseudogene, retain its function (resulting in increased production of RNA or protein or both), or accumulate molecular changes that may, in time, affect a new function. Duplication-derived paralogous genes, therefore, allow nucleotide substitutions that cause changes in the amino acid sequence. Speciation-derived orthologous genes, on the other hand, strive to preserve their original function. For these genes, nucleotide substitutions which do not affect the amino acid sequence and the function of the gene are predominant. This is also true for KRAB zinc finger genes. Four orthologous pairs and seven paralogous pairs of KRAB zinc finger genes were selected for analysis of nucleotide substitution in their zinc finger regions (table 1
). The analysis shows that the fraction of synonymous substitutions (%S) in the zinc finger region of orthologous genes is significantly higher than the fraction of nonsynonymous substitutions (%N; P < 0.0001; t-test; table 1
). In the zinc finger region of paralogous genes the situation is reversed, and nonsynonymous nucleotide substitutions are more common than synonymous substitutions (P < 0.0001; t-test; table 1
).
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The numbers of nucleotide substitutions at nonsynonymous (KA) and synonymous (KS) sites were also calculated for these gene pairs, and to further evaluate the sequence constraint, the ratio of nonsynonymous to synonymous substitutions was determined (table 1 ). A KA/KS ratio greater than 1 indicates an acceleration of protein evolution since the divergence of the two genes, whereas a KA/KS ratio less than 1 indicates selective constraint of the two genes. Complete relaxation of selection will result in KA/KS of around 1. According to our results, the zinc finger regions of orthologous KRAB zinc finger genes are well conserved. The zinc finger regions of paralogous genes, on the other hand, are less well conserved, and a mutation within this region often leads to a change in the amino acid sequence. The KA/KS ratio is indeed specifically higher in paralogous genes compared with orthologous genes (P = 0.002; t-test), but it is not greater than or close to 1 as expected. This is partly explained by the fact that the two cysteines and the two histidines, which are essential for correct folding of the nucleic acidbinding Krüppel-type zinc finger motif, are highly conserved. It could also reflect the fact that, following an early phase of relaxed selection or even accelerated evolution, duplicate genes gradually increase their selective constraint. In fact, the vast majority of gene duplicates with KS > 0.1 exhibit a KA/KS ratio of less than 1 (Lynch and Conery 2000
In conclusion, we show that the zinc finger regions of paralogous KRAB zinc finger genes accumulate more changes in their amino acid sequence than do orthologous genes. It should be noted that the amino acids of the KRAB domain, which are involved in the interaction with TIF1-ß and the transcriptional repression exerted by the KRAB domain, are very well conserved in all KRAB zinc finger proteins (Mark, Abrink, and Hellman 1999
; Abrink et al. 2001
). Duplication of KRAB zinc finger genes, therefore, is most likely a first step in the evolution of new transcriptional repressors. The new transcription factor will contain a well-conserved KRAB domain, responsible for transcriptional repression. However, changes in the amino acid sequence of the zinc finger region will slowly lead to altered binding specificity so that new transcription factors will appear which will regulate genes other than those regulated by the ancestral gene. The fact that the residues responsible for the specificity in sequence recognition are separated from those responsible for structural integrity of the domain (Wolfe, Nekludova, and Pabo 2000
) probably allows considerable flexibility in the evolution of novel binding specificities and increases the potential for these proteins to evolve relatively freely.
Expansion of the Zinc Finger Region
Not only has the number of zinc finger genes increased throughout evolution, so has the number of zinc finger motifs within each individual gene. On average, a zinc finger gene of A. thaliana contains one zinc finger motif, whereas the corresponding numbers for S. cervisiae, C. elegans, D. melanogaster, and H. sapiens are 1.5, 2.5, 3.5, and 8, respectively (Venter et al. 2001
). We have analyzed the phylogenetic relationship among the individual zinc finger motifs of 40 KRAB zinc finger genes. Each gene was analyzed separately, and the results clearly indicate the occurrence of internal duplications (fig. 3
). The sizes of these duplications range from a single zinc finger motif to as many as six consecutive zinc finger motifs (e.g., DNABPZ in fig. 3A
). In addition, these duplicated regions can be repeated at least up to four times within the protein (KZF2 in fig. 3A
). Internal duplications, therefore, seem to be a common mechanism involved in the expansion of the number of zinc finger motifs carried in each zinc finger gene and thereby contribute to the evolution of new transcriptional regulators.
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Condensation of the Zinc Finger Region
Not only are zinc finger motifs added to the zinc finger region, they are also frequently lost or functionally inactivated. For example, degenerate zinc finger motifs, which lack one or several of the cysteines or histidines necessary for interaction with the zinc ion and proper folding are observed in the open reading frames of approximately 80% of the genes included in this study (fig. 4
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| Conclusions |
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The increasing number of fully characterized genomes has given strong indications that KRAB zinc finger genes are involved in a massive evolutionary expansion both in the total number of genes as well as in the number of zinc finger motifs within each gene (Venter et al. 2001
The duplication of KRAB zinc finger genes is probably the first step in the evolution of new transcriptional repressors. The new gene, through its well-conserved KRAB domain, is able to interact with TIF1-ß and repress transcription. However, due to accumulating changes in the amino acid sequence of the zinc finger region, the binding specificity of the zinc finger region will slowly change. The binding specificity of the KRAB zinc finger proteins is further modulated by the addition and inactivation of entire zinc finger motifs that take place within the zinc finger region. Together, these mechanisms generate a framework for the evolution of transcription factors with new binding specificities, which might have been essential for the expansion of the KRAB zinc finger gene family during metazoan evolution.
| Acknowledgements |
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We thank Dr. Robert Fredriksson for sharing his knowledge of MEGA and Dr. David Ardell for sharing his knowledge on phylogenetics. This work was supported by a grant from The European Commission (BIOMED2).
| Footnotes |
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William Jeffery, Reviewing Editor
Keywords: KRAB
Krüppel zinc finger
evolution ![]()
Address for correspondence and reprints: Lars Hellman, Department of Cell and Molecular Biology, Uppsala University, BMC, Box 596, SE-751 24 Uppsala, Sweden. E-mail: Lars.Hellman{at}icm.uu.se ![]()
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M. B. D. Alonso, G. Zoidl, C. Taveggia, F. Bosse, C. Zoidl, M. Rahman, E. Parmantier, C. H. Dean, B. S. Harris, L. Wrabetz, et al. Identification and Characterization of ZFP-57, a Novel Zinc Finger Transcription Factor in the Mammalian Peripheral Nervous System J. Biol. Chem., June 11, 2004; 279(24): 25653 - 25664. [Abstract] [Full Text] [PDF] |
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D. J. Waxman and J. L. Celenza Sexual dimorphism of hepatic gene expression: novel biological role of KRAB zinc finger repressors revealed Genes & Dev., November 1, 2003; 17(21): 2607 - 2613. [Full Text] [PDF] |
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C. J. Krebs, L. K. Larkins, R. Price, K. M. Tullis, R. D. Miller, and D. M. Robins Regulator of sex-limitation (Rsl) encodes a pair of KRAB zinc-finger genes that control sexually dimorphic liver gene expression Genes & Dev., November 1, 2003; 17(21): 2664 - 2674. [Abstract] [Full Text] [PDF] |
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W. J. Kent, R. Baertsch, A. Hinrichs, W. Miller, and D. Haussler Evolution's cauldron: Duplication, deletion, and rearrangement in the mouse and human genomes PNAS, September 30, 2003; 100(20): 11484 - 11489. [Abstract] [Full Text] [PDF] |
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A.T. HAMILTON, S. HUNTLEY, J. KIM, E. BRANSCOMB, and L. STUBBS Lineage-specific Expansion of KRAB Zinc-finger Transcription Factor Genes: Implications for the Evolution of Vertebrate Regulatory Networks Cold Spring Harb Symp Quant Biol, January 1, 2003; 68(0): 131 - 140. [Abstract] [PDF] |
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