Molecular Biology and Evolution 18:1353-1364 (2001)
© 2001 Society for Molecular Biology and Evolution
Evidence for Recent Population Expansion in the Evolutionary History of the Malaria Vectors Anopheles arabiensis and Anopheles gambiae
Division of Parasitic Diseases, Centers for Disease Control and Prevention, Atlanta, Georgia
Division of Parasite and Vector Biology, Liverpool School of Tropical Medicine, Liverpool, England
| Abstract |
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Gene flow in malaria vectors is usually estimated based on differentiation indices (e.g., FST) in order to predict the contemporary spread of genes such as those conferring resistance to insecticides. This approach is reliant on a number of assumptions, the most crucial, and the one most likely to be violated in these species, being mutation-migration-drift equilibrium. Tests of this assumption for the African malaria vectors Anopheles gambiae and Anopheles arabiensis are the focus of this study. We analyzed variation at 18 microsatellite loci and the ND5 region of the mitochondrial genome in two populations of each species. Equilibrium was rejected by six of eight tests for the A. gambiae population from western Kenya and by three tests in eastern Kenya. In western Kenya, all departures from equilibrium were consistent with a recent population expansion, but in eastern Kenya, there were traces of a recent expansion and a bottleneck. Equilibrium was also rejected by two of the eight tests for both A. arabiensis populations; the departure from equilibrium was consistent with an expansion. These multiple-locus tests detected a genomewide effect and therefore a demographic event rather than a locus-specific effect, as would be caused by selection. Disequilibrium due to a recent expansion in these species implies that rates of gene flow, as inferred from differentiation indices, are overestimates as they include a historical component. We argue that the same effect applies to the majority of pest species due to the correlation of their demography with that of humans.
| Introduction |
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The two African malaria vectors Anopheles gambiae and Anopheles arabiensis have recently become the subject of intensive molecular genetic studies to determine patterns of gene flow and population structure (Lehmann et al. 1996
Recently, methods have been developed to test for mutation-drift equilibrium (MDE), which should be approached more slowly than migration-drift equilibrium, and to trace past population demography from mitochondrial (e.g., Rogers and Harpending 1992
) and microsatellite loci (e.g., Kimmel et al. 1998
; Reich and Goldstein 1998
). In this study, we apply these methods to mtDNA and 18 microsatellite loci from populations of A. gambiae and A. arabiensis to address the following questions: (1) Are populations of A. gambiae and A. arabiensis at MDE? (2) If not, was disequilibrium a result of population expansion or contraction? (3) Do populations within a species and/or across species show similar historical demographics? (4) What is the likely influence of the observed demographic history on estimates of gene flow? The answers to these questions not only will elucidate the historical demographics of these species, but will also clarify the utility of the estimates of gene flow derived from differentiation indices.
To maximize independence of populations, we selected two populations for each species that had been shown by earlier work to exhibit the greatest differentiation (Lehmann et al. 1999
; Donnelly and Townson 2000
). The two populations of A. gambiae within Kenya showed higher differentiation than did the same western Kenyan population and one from Senegal (Lehmann et al. 1999
). We selected analytical methods that exploited different aspects of the data in order to maximize independence between tests. Together, these tests can provide a comprehensive picture of the past demographics of these species. Selection can produce patterns of variation that are indistinguishable from those produced by demographic changes (e.g., Tajima 1989
; Fu and Li 1993
). To avoid confusing selection (which is locus-specific) with demographic instability, we relied on the composite signature of all 19 loci, representing two marker systems, mtDNA and microsatellites.
| Materials and Methods |
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Sample Sites, Species Identification, DNA Extraction, and Locus Selection
The mosquito samples used in this study were collected from four locations in Africa (fig. 1 ) and have previously been described in detail (Lehmann et al. 1997, 1998
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Methods to Infer Historic Population Demographics from mtDNA
The tests of Tajima (1989)
(for haploid, maternally inherited mitochondrial DNA,
= 2Neµ, where Ne is the female effective population size and µ is the mutation rate), which should be equal under MDE provided that polymorphism is neutral and an infinite-sites model applies. However, under selection or nonequilibrium, the two estimators will differ, and this difference reflects the mode of selection or the direction of change in population size. Tajima's test contrasts the estimate of
based on the mean number of pairwise differences between sequences (also termed nucleotide diversity, or
) and that based on the number of segregating sites given the sample size. After a change in population size, the estimate of
calculated from the number of segregating sites is more rapidly affected by the new (present) population size, while the estimate from nucleotide diversity would reflect the past population size for a longer time (Tajima 1989
based on mutations on internal and external branches of the genealogy. The tests, originally designed to assess the neutrality of polymorphism, assume that since selection will purge deleterious mutations, those mutations present are likely to have arisen recently and are found close to the tips of the genealogy. Similarly, mutations in the internal branches are likely to be older and selectively neutral, although a recent mutation conferring a selective advantage could increase to a high frequency and therefore appear internal. If purifying selection is acting on a locus, there will be an excess of mutations in external branches, as deleterious alleles will be present at low frequencies, resulting in negative D* and F* values. A recent population expansion will also result in an excess of external mutations and would produce negative values for these statistics. All statistics were calculated using DnaSP, version 3 (Rozas and Rozas 1999
Slatkin (1994b)
demonstrated that the probability of detecting linkage disequilibrium between closely linked (neutral) loci is greatly diminished in a recently expanded population. This is a result of the accumulation of new mutations when haplotype loss is minimal. Ancestral haplotypes will persist in the population and will be indistinguishable from putative recombination events, thereby confounding tests of linkage disequilibrium. Calculations of linkage disequilibrium between polymorphic sites in the mtDNA were performed using DnaSP, version 3.
Analyses of the mismatch distribution (the frequency distribution of pairwise differences in mtDNA sequences) as proposed by Slatkin and Hudson (1991)
, Rogers and Harpending (1992)
, and Rogers (1995)
distinguish between the smooth unimodal distribution of a recently expanded population that is shaped by accumulation of mutations with minimal lineage loss and the "ragged" multimodal distributions that are shaped by mutations in equilibrium with stochastic lineage loss. Harpending et al. (1993)
suggested a "raggedness" statistic based on the sum of the squared differences between the frequencies of successive entries (the number of mutational differences between sequences) in the distribution. The statistical significance of this value may be determined from the distribution of the statistic determined by simulations. All calculations were performed using DnaSP, version 3.
Methods to Infer Historic Population Demographics from Microsatellite Data
Cornuet and Luikart (1996)
have extended the single-locus homozygosity test (Watterson 1978
) to multiple loci under a range of mutation models, including the infinite-alleles model (IAM), the stepwise mutation model (SMM), and the two-phase model (TPM). This approach, analogous to the Tajima test, compares the homozygosity (or its complementexpected heterozygosity) calculated on the basis of allele frequencies with that calculated on the basis of the number of alleles and the sample size, which are expected to be identical in a neutral locus in a population at MDE. To evaluate the sensitivity of the results to the mutation model, we performed the tests under the SMM, the TPM with mutations of more than one repeat occurring at frequencies of 10%, 20%, and 30%, and even under the IAM. Significant departure between the estimates of heterozygosity under the correct mutation model implies that the population is not at MDE. Tests were performed using the Bottleneck program (Cornuet and Luikart 1996
).
Kimmel et al.'s (1998)
approach follows a rationale similar to that of Tajima (1989)
, Fu and Li (1993)
, and Cornuet and Luikart (1996)
in that it contrasts an estimate of
(=4Neµ; diploid autosomes) calculated from allele frequencies with an estimate calculated on the basis of the variance in repeat numbers. In neutral loci in a population at MDE, the estimates will be equal. The quotient of the two estimates, termed the imbalance index (ß =
var/
freq) will depart from 1 after a demographic change. ß, and 95% confidence intervals estimated by bootstrapping over loci were calculated using programs written in the SAS language (SAS Institute 1990
).
The k-test of Reich and Goldstein (1998)
exploits differences between the expected distributions of alleles in populations at MDE and populations that have recently expanded. The expected distribution of a recently expanded population tends to be unimodal, and more peaked than the multimodal and heavier-tailed distribution of a population at MDE (Reich and Goldstein 1998
). The g-test of Reich and Goldstein (1998)
compares the between-loci variance in the number of repeats with a theoretical expectation derived assuming that the loci follow an SMM and that the population size is stable. We performed both the k- and the g-tests using programs written in the SAS language. k-statistics were calculated for each locus, and the significance of the proportion of positive k values was based on a binomial distribution with the probability of a positive k set conservatively as 0.515 (Reich, Feldman, and Goldstein 1999
). Significance levels for the g-test are given in Reich, Feldman, and Goldstein (1999)
.
| Results |
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Mitochondrial DNA
Complete sequences of at least 599-bp (199 codons) or 790-bp (263 codons) sections of the ND5 region of the mitochondrial genome were obtained for 58 A. gambiae specimens and 55 A. arabiensis specimens, respectively (GenBank accession numbers AY009952AY010064). Summary statistics are given in table 2 .
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Significant departure from equilibrium, as determined by Tajima's (1989)
based on the number of mutations in external versus internal branches of the genealogy, produced similar results.
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Tests of a Recent Population Expansion
Tests of linkage disequilibrium (Slatkin 1994b
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The mismatch distributions of the A. gambiae populations were unimodal, and visually, they fit well with their corresponding distributions expected under expansion (fig. 3 ). The western Kenyan population of A. gambiae presented the closest fit to its expected distribution underexpansion, yet the raggedness index for eastern Kenya and not western Kenya was significantly lower than that expected for a population in MDE (table 2 ). The mismatch distributions of A. arabiensis, on the other hand, were bimodal, and they fit poorly with their corresponding distributions expected under expansion (fig. 3 ).
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Altogether, these mtDNA results suggest that populations of A. gambiae are not at MDE due to a recent expansion. However, mtDNA provides no compelling evidence for departure from MDE or for a recent expansion in A. arabiensis. The pre-expansion value of
(
0) can be estimated using the simplified two-parameter model of mismatch distributions (Harpending et al. 1993
0 in both A. gambiae populations was 0 (table 2
), corroborating the results of the linkage analysis in suggesting a very small pre-expansion population size or even a recent speciation followed by an expansion. Alternatively, a selective sweep, resulting in complete replacement of ancient mitochondrial lineages, can also explain these results.
Microsatellites
The polymorphism of the 18 microsatellite loci in A. gambiae and A. arabiensis was moderate to high (table 1
). The higher genetic diversity of A. gambiae may reflect an ascertainment bias, as the loci were originally isolated from this species or a lower effective population size in A. arabiensis, as suggested by previous studies (Taylor et al. 1993
; Lehmann et al. 1998
; Simard et al. 2000
). Genetic diversity of the A. gambiae population from eastern Kenya was lower than that of western Kenya (expected heterozygosity: Wilcoxon signed-ranks test, n = 18, P < 0.02; number of alleles: sign test, n = 18, P < 0.001), in accordance with previous reports based on a subset of nine of the loci (Lehmann et al. 1998, 1999
). No significant differences in genetic diversity were detected between the populations of A. arabiensis. Exact tests of linkage disequilibrium, using the sequential Bonferroni correction to accommodate the number of tests, showed no significant departure from equilibrium between any locus pair in any population, thereby demonstrating the independence of loci. Using 18 independent loci would allow us to distinguish between a locus-specific effect, such as that caused by selection, and a genomewide effect, caused by a demographic change.
The results of the homozygosity test (Cornuet and Luikart 1996
) were dependent on the mutation model (table 4
). We emphasize the results based on the SMM and TPM models, since the consensus is that they better approximate the mutation process at microsatellite loci than the IAM (e.g., Weber and Wong 1993
; Di Rienzo et al. 1994
; Primmer et al. 1998
). Higher heterozygosity based on the number of alleles was significant for A. gambiae populations under the SMM and the TPM with multiple repeat mutations at frequencies of 10% and 20%. Similarly, A. arabiensis remained significant, with up to 10% multiple repeat mutations (table 4 ). Higher heterozygosity based on the number of alleles across many independent loci indicates a recent expansion of the population. Another possible cause, a recent influx of rare alleles from genetically distinct populations (Cornuet and Luikart 1996
), is unlikely given that the same signature was observed in all populations and that allele frequency distributions are relatively homogeneous between populations (Lehmann et al. 1996, 1999
; Donnelly and Townson 2000
). Similarly to mtDNA, the pattern of departure from MDE due to a recent expansion was stronger in A. gambiae, as the average deviation from expectation under MDE was larger and departures from equilibrium persisted under a wider range of mutation models (table 4
).
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The imbalance index ß (Kimmel et al. 1998
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Reich, Feldman, and Goldstein (1999)
> 2. The value of
for each locus can be estimated from the relationship
/2 = E[Var] (Zhivotovsky and Feldman 1995The interlocus g-test showed no evidence for deviation from equilibrium in any of the populations (table 5 ). This may reflect the decreased power of this test with extensive variation in mutation rate across loci as may be the case with our data set, which combines dinucleotide and trinucleotide microsatellite loci.
| Discussion |
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This study provides evidence that populations of A. gambiae and A. arabiensis do not exist in MDE and that the departure from equilibrium is a result of a recent population expansion. Detection of this pattern in multiple independent loci allows us to distinguish it from selection, which is locus-specific, and attribute it to a past demographic change. This is consistent with the low levels of population differentiation across the range of both species (e.g., Lehmann et al. 1996
MDE was rejected by six of the eight tests in the A. gambiae populations from western Kenya and by three of these tests in eastern Kenya. In both populations, departures were detected in mtDNA- and microsatellite-based tests (table 6
). All departures from equilibrium in the western Kenyan population were consistent with a recent population expansion, and the same trend was also apparent in the two nonsignificant tests. Departures from equilibrium in the eastern Kenyan population showed traces of both a recent expansion and a bottleneck (table 6
). Indeed, previous studies have suggested that a bottleneck had occurred in eastern Kenya, based on its lower genetic diversity, the presence of all eastern Kenyan microsatellite alleles (with frequency > 5%) in western Kenya but the absence of several western Kenyan alleles in eastern Kenya, and evidence that differentiation in mtDNA and microsatellites was generated primarily by drift and not by mutation-drift (Lehmann et al. 1998, 1999, 2000
). The lack of significant linkage disequilibrium in the mtDNA, even between mutations shared by three or more individuals (table 3
), and the unimodal, relatively smooth, and narrow-tailed mismatch distributions of these populations (fig. 3
) suggest that expansion started from a virtually monomorphic population, and the expansion, whose traces are found in both populations, preceded the bottleneck in eastern Kenya.
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MDE was rejected by two of the eight tests in both A. arabiensis populations, providing less decisive evidence for deviation from equilibrium in this species. A conservative view would be that a single multilocus test detecting a significant departure from MDE is sufficient to reject equilibrium. Accordingly, the two A. arabiensis populations are not at MDE. There is some evidence for possible mitochondrial introgression in these species, although retention of ancestral polymorphism is also a plausible explanation (Besansky et al. 1997
The weaker signal of expansion in A. arabiensis may reflect an earlier expansion, a smaller change in effective population size between the pre- and postexpansion populations, and/or a smaller current population size. The expansion detected in these species may be contemporaneous with the agricultural revolution in sub-Saharan Africa (4,00010,000 years ago). Coluzzi (1982)
proposed that because these species were dependent on humans for feeding and breeding sites, mosquito populations may have mirrored the growth in populations of humans and domestic animals during this period. Estimates of current Ne for A. arabiensis (Taylor et al. 1993
; Simard et al. 2000
) are an order of magnitude lower than those for A. gambiae (Lehmann et al. 1998
). A lower effective population size would mean that A. arabiensis would approach MDE more rapidly after an expansion. Whether the expansion was a result of the agricultural revolution or was, for example, associated with ameliorating conditions after an extensive drought remains to be resolved.
Dependence on Assumed Mutation Models
Microsatellite-based tests of past demographic stability assume a certain mutation model, and an incorrectly specified model can influence the outcomes of tests (e.g., the homozygosity test; table 4
). Most empirical and theoretical work suggests that the SMM and the TPM are more appropriate mutation models for microsatellite loci than is the IAM (Shriver et al. 1993
; Di Rienzo et al. 1994
; Schlötter et al. 1998
). If the mutation process approximates an IAM, then the k-test may falsely reject a stable population size (Reich, Feldman, and Goldstein 1999
). Conversely, as demonstrated by King, Kimmel, and Chakraborty (2000)
, the imbalance index ß, will become more conservative as loci approach an IAM, because the estimate of
derived from variance in allele size will be higher than that estimated from allele frequency. Therefore, even under an IAM, MDE would be rejected in A. gambiae as a result of a significant imbalance index ß and mtDNA tests, but no significant departure from MDE would be detected in A. arabiensis populations. However, an IAM, or a TPM with a high frequency of multiple steps, is unlikely for our microsatellite data because allele arrays have virtually no gaps in the series of allele size, which must be expected under the these models (for allele arrays, see Lehmann et al. 1999
; Donnelly and Townson 2000
).
The current findings help reconcile the discrepancy between ecological studies, suggesting limited dispersal (Adams 1940
), and indirect genetic studies, suggesting high rates of migration across vast distances (Lehmann et al. 1996
; Donnelly and Townson 2000
). Estimates of migration derived from differentiation indices are inflated by a recent expansion. The opposite effect may apply to populations to the east of the eastern Rift Valley, where a recent bottleneck resulted in an underestimation of gene flow (see Lehmann et al. 1999, 2000
). The degree of bias in estimates of gene flow that the demographic changes cause is unknown, which highlights the need for new methods to infer contemporary gene flow in nonequilibrium populations. Large current Ne values and recent dramatic population size changes are likely to be common in many "pest species," and therefore tests of MDE should be performed before gene flow is inferred from differentiation indices.
| Conclusions |
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MDE was rejected in both species, reflecting primarily a recent population expansion. The eastern African populations that were studied here may not represent the entire species, and especially may not represent West African populations. However, these findings indicate that equilibrium should not be assumed for any population of these species without supporting evidence. The expansion observed in these populations will upwardly bias gene flow based on differentiation indices. Therefore, earlier work suggesting extensive gene flow in A. gambiae and A. arabiensis should be viewed with caution, and better estimates of contemporary gene flow are needed to evaluate the potential to control malaria transmission by introducing refractory genes into mosquito populations.
| Acknowledgements |
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This manuscript was improved by the insightful comments of Fred Simard, Fernando Monteiro, Matthew Stephens, David Reich, the Editor, and two anonymous referees. We thank Asefaw Getachew for providing specimens of A. arabiensis from Ethiopia and Brian Holloway and the staff of the NCID Biotechnology Core Facility for synthesizing some of the oligonucleotide primers. M.J.D. was supported by a Wellcome Trust Biodiversity Studentship (with Harold Townson) and by a postdoctoral fellowship from the American Society of Microbiology. This work received financial support from the UNDP/World Bank/WHO Special Programme for Research and Training in Tropical Diseases and from NIH grant (A140631-01).
| Footnotes |
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Keith Crandall, Reviewing Editor
1 Keywords: Anopheles
malaria
mosquitoes
population genetics
expansion ![]()
2 Address for correspondence and reprints: Martin J. Donnelly, Centers for Disease Control and Prevention, MS F22, 4770 Buford Highway, Chamblee, Georgia 30341. E-mail: mpd7{at}cdc.gov ![]()
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J. E. CONN, J. H. VINEIS, J. P. BOLLBACK, D. Y. ONYABE, R. C. WILKERSON, and M. M. POVOA POPULATION STRUCTURE OF THE MALARIA VECTOR ANOPHELES DARLINGI IN A MALARIA-ENDEMIC REGION OF EASTERN AMAZONIAN BRAZIL. Am J Trop Med Hyg, May 1, 2006; 74(5): 798 - 806. [Abstract] [Full Text] [PDF] |
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E. A. TEMU and G. YAN MICROSATELLITE AND MITOCHONDRIAL GENETIC DIFFERENTIATION OF ANOPHELES ARABIENSIS (DIPTERA: CULICIDAE) FROM WESTERN KENYA, THE GREAT RIFT VALLEY, AND COASTAL KENYA Am J Trop Med Hyg, October 1, 2005; 73(4): 726 - 733. [Abstract] [Full Text] [PDF] |
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A. D. STUMP, F. K. ATIELI, J. M. VULULE, and N. J. BESANSKY DYNAMICS OF THE PYRETHROID KNOCKDOWN RESISTANCE ALLELE IN WESTERN KENYAN POPULATIONS OF ANOPHELES GAMBIAE IN RESPONSE TO INSECTICIDE-TREATED BED NET TRIALS Am J Trop Med Hyg, June 1, 2004; 70(6): 591 - 596. [Abstract] [Full Text] [PDF] |
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J. Krzywinski, D. R. Nusskern, M. K. Kern, and N. J. Besansky Isolation and Characterization of Y Chromosome Sequences From the African Malaria Mosquito Anopheles gambiae Genetics, March 1, 2004; 166(3): 1291 - 1302. [Abstract] [Full Text] [PDF] |
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S. R. G. Nyanjom, H. Chen, T. Gebre-Michael, E. Bekele, J. Shililu, J. Githure, J. C. Beier, and G. Yan Population Genetic Structure of Anopheles arabiensis Mosquitoes in Ethiopia and Eritrea J. Hered., November 1, 2003; 94(6): 457 - 463. [Abstract] [Full Text] [PDF] |
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N. J. Besansky, J. Krzywinski, T. Lehmann, F. Simard, M. Kern, O. Mukabayire, D. Fontenille, Y. Toure, and N'F. Sagnon Semipermeable species boundaries between Anopheles gambiae and Anopheles arabiensis: Evidence from multilocus DNA sequence variation PNAS, September 16, 2003; 100(19): 10818 - 10823. [Abstract] [Full Text] [PDF] |
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T. Lehmann, M. Licht, N. Elissa, B. T. A. Maega, J. M. Chimumbwa, F. T. Watsenga, C. S. Wondji, F. Simard, and W. A. Hawley Population Structure of Anopheles gambiae in Africa J. Hered., March 1, 2003; 94(2): 133 - 147. [Abstract] [Full Text] [PDF] |
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L. Alphey, C. B. Beard, P. Billingsley, M. Coetzee, A. Crisanti, C. Curtis, P. Eggleston, C. Godfray, J. Hemingway, M. Jacobs-Lorena, et al. Malaria Control with Genetically Manipulated Insect Vectors Science, October 4, 2002; 298(5591): 119 - 121. [Abstract] [Full Text] [PDF] |
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was estimated from the data following Rogers (1995)





