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Molecular Biology and Evolution 17:798-803 (2000)
© 2000 Society for Molecular Biology and Evolution


Original Articles

Appropriate Likelihood Ratio Tests and Marginal Distributions for Evolutionary Tree Models with Constraints on Parameters

Rissa Ota*, Peter J. Waddell,{ddagger}, Masami Hasegawa{ddagger}, Hidetoshi Shimodaira{ddagger} and Hirohisa Kishino§

*The Graduate University for Advanced Studies and
{dagger}The Institute of Statistical Mathematics, 4-6-7 Minami-Azabu, Minato-ku, Tokyo, Japan;
{ddagger}Institute of Molecular BioSciences, Massey University, Palmerston North, New Zealand; and
§Department of Agriculture and Life Sciences, University of Tokyo, Tokyo, Japan

Abstract

We show how to make appropriate likelihood ratio tests for evolutionary tree models when parameters such as edge (internodes or branches) lengths have nonnegativity constraints. In such cases, under the null model of an edge length being zero, the marginal distribution of this parameter is proven to be a "half-normal", that is, 50% zero values and 50% the positive half of a normal distribution. Other constrained parameters, such as the proportion of invariant sites, give similar results. To make likelihood ratio tests between nested models, e.g., H0: homogeneous site rates, and H1: site rates follow a gamma distribution with variance 1/k, then asymptotically as sequence length increases, the distribution under H0 becomes a mixture of {chi} distributions, in this case 50% {chi}0, and 50% {chi}1 (where the subscript denotes degrees of freedom, i.e., not the usually assumed 100% {chi}1; which leads to a conservative test). Such mixtures are sometimes called distributions. Simulations show that even with sequences as short as 125 sites, some parameters, including the proportion of invariant sites, fit asymptotic distributions closely.


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